Management Profile

MR. FRANK LUNG

Mr Lung has over 20 years experience in global financial management, covering insurance and wealth management, fund management, international investment banking, real estate, pharmaceutical and biotech, telecommunications, media and technology (TMT), consumer goods, natural resources and energy etc. He was the Chief Financial Officer and Chief Operating Officer of international hedge fund and several listed REITs, specialising in fund investment strategy and implementation, fund governance, operation supervision, financial analysis, financial derivatives management and multinational tax planning. Funds under management amounted to USD 4.7 billion.

He was the Chief Financial Officer of ABN AMRO Bank N.V. (ABN AMRO) in Taiwan and the Regional Finance Director of North Asia; and the Financial Director of South Asia Investment Banking for Standard Chartered Bank.

Mr. Lung has an MBA from the Australian Graduate School of Management, a joint program between The University of Sydney and The University of New South Wales and a BS in Business from the University of Technology, Sydney and is a Certified Practicing Accountant in Australia (ASCPA).

MR. AJAY ARORA

Mr. Arora has an extensive experience of over 27 years in various roles relating to capital markets such as Investment Banking, Stock broking oth Retail and Institutional , Corporate Advisory, Asset Management and Private Banking. He has gained his expertise in Asia and MENA and has done extensive marketing in Europe, South Africa, US, Japan and Australia while he was associated with institutions like Kotak Mahindra Bank, IL&FS Investsmart, Deutsche Bank, ICICI International and Mashreq Bank-Private Banking. He has been in leadership position of building financial services businesses for past 2 decades.

He has build the brokering business both in India and Dubai including the business of Asset management and Private Banking for family offices.

Ajay is a rank holder Chartered Accountancy with post graduation in Management and also holds Business and Marketing diploma from Ross Business School, University of Michigan.

MS. JUDY TU

Ms. Tu is an experienced securities financial services industry manager and responsible officer with over 35 years of experience in the Greater China market.

She was a director, securities trading and securities advisor and responsible officer (RO) of CSC Securities (HK) Limited. Securities financial services supervised by Judy, including international placement; discretionary trading; Shanghai-Hong Kong Stock Connect "Shanghai-Hong Kong Stock Connect" business; B2B online trading platform; OEM trading services for external asset management clients; procedures and DMA for cross-border clients Trading; margin financing and securities lending and custodial trust services for Taiwan stocks; trading Hong Kong stocks and global stocks or establishing and developing private equity funds for financial institutions and individual clients in Greater China; providing loans and securities pledges for major shareholders of listed companies; customized services for ultra-high net worth individuals and wealth management business development.

Prior to CSC Securities (HK) Limited, she served as the director and chief representative of Core Pacific Securities International Limited (Hong Kong), responsible for supervising the business of the investment banking department in Greater China, developing and handling international placement business; assisting mainland companies listing and fundraising in Hong Kong; listing of Taiwan-funded enterprises in China; providing solutions for venture capital and equity investment and financing of quasi-listed companies.

As one of China's earliest overseas listed brokerage participants, she has been responsible for the listing and restructuring of more than 20 companies, and has provided capital operation services for Chinese companies' cross-border acquisitions, fundraising and public listings.

Judy holds a bachelor's degree in accounting statistics from Takming University of Science and Technology, Taiwan province.

MR. ANDREW SHEK

Andrew is a seasoned professional with extensive experience in Business Management, Corporate Finance and Investment and has proven track record in adding shareholders‘ value to corporations via organic and inorganic growth in Asia and Europe.

From August 2017 to November 2018, he was the Chief Investment Officer of HNA Group (International) Company Limited, and managed its international investment activities. Previously from 2015 to 2017, he was the Chief Investment Officer of Anbang Belgium Holdings N.V. in Brussels responsible for the organic and in-organic growth of its €70 billion of investment assets in Europe. From 2013 to 2015, he was the Regional Director of the Regional Investment Office of Prudential UK, which oversaw the performance and governance matters of US$60 billion of life insurance assets in Asia. From 2008 to 2013, he was the Managing Director of Standard Chartered Bank and managed the in-house corporate finance, country strategy and M&As activities in Asia. From 1998 to 2008, he held various roles at American International Group including the head of in-house M&A and strategic investment activities in Asia, assistant to the Regional CEO of American International Assurance's (AIA) in managing various lif e insurance businesses in Asia, and eventually finished as Chief Strategy Officer of AIA Hong Kong. Prior to joining AIG, Andrew was an investment banker specialising in the areas of corporate finance, cross border M&As and fund raising activities, after commencing his career at the Listing Division of the Hong Kong Stock Exchange.

Andrew received an MBA, Master of Applied Finance and Bachelor of Commerce degree from Kellogg School of Management, Northwestern University, Macquarie University and University of Toronto respectively. Professionally, he is a U.S. qualified accountant and certified financial planner.